Description

• A rapidly growing Chinese investment platform in Hong Kong
• Technology driven strategy and backed by SOE capital

About Our Client

A Hong Kong -headquartered financial technology and investment platform, licensed and regulated by the SFC of Hong Kong, holding multiple licenses including Type 1,2, 4,7 and 9, enabling it to operate across a wide range of regulated financial activities.

Job Description

As a Responsible Officer (Type 1 & 2), your main responsibilities will include:

• Must be a current SFC Responsible Officer for Type 1 and Type 2 regulated activities.
• Solid experience in bond dealing and fixed income compliance is essential.
• Prior experience with SFC on-site inspections is highly preferred.
• Strong knowledge of SFC, HKEX, and other relevant regulatory frameworks.
• Proven ability to manage risk and compliance across front-to-back operations.
• Excellent problem-solving, analytical, and communication skills.
• Fluency in Cantonese, Mandarin, and English is required.

The Successful Applicant

A successful Responsible Officer (Type 1 & 2) should have:

• A recognized degree in finance, business, or a related field.
• Strong knowledge of SFC regulations and the financial services industry.
• Proven leadership and decision-making skills.
• Excellent communication and interpersonal abilities.
• Fluency in English and Cantonese; Mandarin proficiency is an advantage.
• Eligibility to be approved as a Responsible Officer by the SFC.

What's on Offer

• Competitive salary range of HKD 500000 to HKD 720000 annually.
• Comprehensive benefits package and opportunities for professional growth.
• Supportive and structured work environment in the financial services industry.
• Opportunities to interact with regulatory bodies and industry leaders.

Take the next step in your career by applying for this Responsible Officer (Type 1 & 2) role today!