Morgan McKinley
Hong Kong, HONG KONG
(on-site)
Posted
2 days ago
Job Function
Accounting/Finance
Description
Responsibilities- Collect, review, and validate KYC documentation for new clients.
- Coordinate with Front Office, Compliance, and Legal to resolve documentation issues.
- Analyze and assess the legitimacy and reasonableness of clients' declared source of wealth. Escalate complex or high-risk SoW cases for further review and approval.
- Obtain and evaluate supporting documentation such as financial statements, employment income records, business ownership proof, or transaction history.
- Conduct initial and ongoing due diligence in line with AML/KYC and FATCA/CRS requirements.
- Identify potential red flags and escalate high-risk clients or transactions to Compliance.
- Maintain up-to-date knowledge of changing regulatory landscapes and internal onboarding policies.
- 1-4 year of experience in KYC or client onboarding
- Strong attention to detail and research/investigative skills
- Ability to interact effectively with Business Units, Compliance, global colleagues and build effective working relationships
- Knowledge of global KYC/CIP requirements (for UK, U.S, Hong Kong, Singapore etc.) supporting international institutional and wealth management businesses desired
- Quick learning ability to understand policies, procedures, systems, process and controls
- Strong written and verbal English and Chinese skills
Job ID: 83019986
